, /PRNewswire/ — Judd Advisory, a leading FCA and SEC compliance consultancy specialising in authorisation, regulatory strategy, and ongoing compliance support for regulated financial institutions in the asset management sector, today announced the successful completion of the Financial Conduct Authority (FCA) authorisation process for Haverstock Capital, the UK-based European Mid-Cap equity focused investment manager.
Working in close partnership with Haverstock’s CEO, Judd Advisory project managed the FCA application, providing regulatory structuring advice, authorisation documentation, and direct engagement support to ensure the firm met the FCA’s standards for governance, risk management, and operational readiness. The application was approved following the FCA’s rigorous due diligence, enabling Haverstock Capital to commence regulated investment management activities.
The successful engagement reflects Judd Advisory’s commitment to working with firms seeking to launch, as well as their experience in supporting clients through complex regulatory approvals and due diligence.
“Securing FCA authorisation requires far more than technical compliance; it demands a clear regulatory narrative, robust governance design, and absolute credibility with the regulator,” said Danny Sims, Co-Founder and FCA Authorisation Lead at Judd Advisory. “Haverstock Capital demonstrated a strong institutional mindset from day one, and it was a pleasure to work alongside their team to navigate the FCA process so comprehensively and efficiently.”
Following approval, Haverstock Capital has appointed Judd Advisory to provide ongoing compliance support, ensuring the firm continues to operate the highest regulatory and operational standards as it scales.
“Judd Advisory were exceptional throughout the authorisation process – pragmatic, responsive, and deeply knowledgeable about FCA expectations,” said Adam Davies, CEO and Co- Founder of Haverstock Capital. “Their work gave us confidence not only in securing approval, but in building a compliance framework that supports long-term institutional growth. We are pleased to appoint Judd Advisory on a retained basis to help us maintain the highest standards as we move forward.”
About Judd Advisory:
Judd Advisory is an FCA and SEC compliance consultancy providing regulatory authorisation, compliance oversight, and strategic regulatory advisory services to UK asset and investment managers.
For more information, visit https://juddadvisory.com
About Haverstock Capital:
Haverstock Capital LLP is a London-based investment management firm focused on European mid-cap equities. The firm manages a fundamental, research-intensive long/short equity strategy targeting EUR 3-15 billion market-cap companies listed in Developed Europe, including the UK.
For more details, please contact: [email protected] / [email protected]
SOURCE Judd Advisory Ltd
